Data Processing Notice — HONMA Capital

Data Processing Notice:

Honma Capital, Honma Partners or any of their respective directors, officers, employees, other personnel, members, contractors or agents (together, “Honma”) may collect and process personal information about you. Honma is committed to doing so in accordance with applicable data protection law.
Honma Katana and Honma Partners are exempted companies incorporated under the laws of the Cayman Islands and their registered office is at Willow House, Cricket Square, P.O. Box 10008, KY1-1001, Grand Cayman, Cayman Islands. Honma Katana falls within the definition of a “private fund” under the Private Funds Act (as revised) of the Cayman Islands and, accordingly, has been or will be registered with the Cayman Islands Monetary Authority. References to Honma Capital should be interpreted as being a reference to six individuals (Justin Tedaldi, Franz Klainsek, Simon Allen, Neil Quilliam, Nassar Alnassar and Veronika Koles), the team behind Honma Katana (and references to members of Honma Capital or the Honma Capital team should be construed accordingly).

Cayman Islands Privacy Notice:

All entities formed or registered in the Cayman Islands, such as Honma Katana (the “Fund”), are subject to the Data Protection Act (as revised) of the Cayman Islands and The Data Protection Regulations (as revised) (collectively, the “DPA”). The DPA imposes certain obligations on the Fund as data controller in respect of any personal data relating to individuals (“PD”) that is provided to it or to any third-party on its behalf.
The Fund, and / or Trident Trust Company (Cayman) Limited (the “Administrator”) and other service providers engaged by the Fund, or otherwise acting on the Fund’s behalf, may receive PD from current and prospective investors (including, for example, PD on individual directors and beneficial owners or controllers of entities), generally as part of the subscription process or when such subscription information is updated. They may also obtain PD in connection with contractual counterparties engaged to provide services to the Fund.
The types of PD collected by, or on behalf of the Fund, on any individual may include their name, residential address or other contact details, signature, nationality, place and date of birth, tax status, tax ID, bank account details, source of funds and / or source of wealth details.

PD is collected by (or on behalf of) the Fund for the following purposes:

• Compliance with applicable laws and regulations (for example, anti-money laundering rules requiring verification of identity; and tax transparency reporting under FATCA and CRS);

• Processing subscriptions, transfers and distributions;

• Risk assessment and management;

• Ongoing communication with current and prospective investors; and

• Fulfilment of contractual and other obligations to investors and other counterparties.

PD is only retained and used by (or on behalf of) the Fund to the extent reasonably necessary for the purposes stated above. Statutory retention periods may require that PD be retained for a specific period of time after a relationship comes to an end (for example, when an investor has fully withdrawn) or an incipient relationship is not commenced (for example, if a potential investor's subscription is not accepted), and generally it will be prudent for the Fund to retain PD relating to any relationship until the relevant limitation periods for claims have expired.

PD may be provided by current or prospective investors directly to the Fund's service providers, (such as the Administrator), or may later be transferred to such service providers by (or on behalf of) the Fund in connection with their provision of services to the Fund. Countries outside the Cayman Islands in which PD may be held by (or on behalf of) the Fund include the United Kingdom and Switzerland.

The Fund takes all reasonable steps to identify and safeguard the physical and electronic security of PD that it holds, or which is held by service providers on its behalf. PD is only received by or transferred to service providers who have provided written confidentiality and security undertakings.

Individuals who believe that their rights under the DPA have been infringed, have a right to complain to the Office of the Cayman Islands Ombudsman (https://ombudsman.ky).

The Fund is an exempted company incorporated under the laws of the Cayman Islands and has its registered office at Willow House, Cricket Square, P.O. Box 10008, KY1-1001, Grand Cayman, Cayman Islands. The Fund falls within the definition of a “private fund” under the Private Funds Act (as revised) of the Cayman Islands and, accordingly, has been or will be registered with the Cayman Islands Monetary Authority.